Animal Farm
Animal
Farm is an allegorical novella
by George Orwell,
first published in England on 17 August 1945.[1][2] The book tells the story of a group of farm animals who
rebel against their human farmer, hoping to create a society where the animals
can be equal, free, and happy. Ultimately, however, the rebellion is betrayed,
and the farm ends up in a state as bad as it was before, under the dictatorship
of a pig named Napoleon.
According
to Orwell, the fable
reflects events leading up to the Russian Revolution of 1917 and then on into the Stalinist era of the Soviet
Union.[3][4] Orwell, a democratic socialist,[5] was a critic of Joseph
Stalin and hostile to Moscow-directed Stalinism, an attitude that was critically shaped by his experiences
during the Spanish Civil War.[6][a] The Soviet Union, he believed, had become a brutal dictatorship built upon a cult of personality
and enforced by a reign of terror.
In a letter to Yvonne Davet, Orwell described Animal Farm as a satirical tale against Stalin ("un conte satirique contre Staline"),[7] and in his essay "Why
I Write" (1946), wrote that Animal
Farm was the first book in which he tried, with full consciousness of what
he was doing, "to fuse political purpose and artistic purpose into one
whole".[8]
The
original title was Animal Farm: A Fairy Story, but U.S. publishers
dropped the subtitle when it was published in 1946, and only one of the
translations during Orwell's lifetime kept it. Other titular variations include
subtitles like "A Satire" and "A Contemporary Satire".[7] Orwell suggested the title Union des républiques socialistes
animales for the French translation, which
abbreviates to URSA, the Latin
word for "bear", a symbol
of Russia. It also played on the French name
of the Soviet Union, Union des républiques socialistes soviétiques.[7]
Orwell
wrote the book between November 1943 and February 1944, when the UK was in its wartime alliance
with the Soviet Union against Nazi
Germany, and the British people and
intelligentsia held Stalin in high esteem, a phenomenon Orwell hated.[b] The manuscript was initially rejected by a number of
British and American publishers,[9]
including one of Orwell's own, Victor
Gollancz, which delayed its publication. It
became a great commercial success when it did appear partly because
international relations were transformed as the wartime alliance gave way to
the Cold
War.[10]
Time magazine chose the book as one of the 100 best
English-language novels (1923 to 2005);[11] it also featured at number 31 on the Modern Library List
of Best 20th-Century Novels,[12] and number 46 on the BBC's The
Big Read poll.[13] It won a Retrospective
Hugo Award in 1996[14] and is included in the Great Books of the
Western World selection.[15]
Plot summary
The
poorly-run Manor Farm near Willingdon, England,
is ripened for rebellion from its animal populace by neglect at the hands of
the irresponsible and alcoholic farmer Mr. Jones.
One night, the exalted boar, Old
Major, organizes a meeting, at which he
calls for the overthrow of humans and teaches the animals a revolutionary song
called "Beasts of England".
When Old Major dies, two young pigs, Snowball
and Napoleon,
assume command and stage a revolt, driving Mr. Jones off the farm and renaming
the property "Animal Farm". They adopt the Seven Commandments of
Animalism, the most important of which is, "All animals are equal".
The decree is painted in large letters on one side of the barn. Snowball
teaches the animals to read and write, while Napoleon educates young puppies on
the principles of Animalism. Food is plentiful, and the farm runs smoothly. The pigs
elevate themselves to positions of leadership and set aside special food items,
ostensibly for their personal health. Following an unsuccessful attempt by Mr.
Jones and his associates to retake the farm (later dubbed the "Battle of
the Cowshed"), Snowball announces his plans to modernize the farm by
building a windmill.
Napoleon argues against this idea, and matters come to head, which culminate in
Napoleon's dogs chasing Snowball away and Napoleon declaring himself supreme
commander.
Napoleon
enacts changes to the governance structure of the farm, replacing meetings with
a committee of pigs who will run the farm. Through a young pig named Squealer,
Napoleon claims credit for the windmill idea, claiming that Snowball actually
was only trying to win animals to his side. The animals work harder with the
promise of easier lives with the windmill. When the animals find the windmill
collapsed after a violent storm, Napoleon and Squealer convince the animals
that Snowball is trying to sabotage their project and begin to purge the farm of animals Napoleon accuses of consorting with his
old rival. When some animals recall the Battle of the Cowshed, Napoleon (who
was nowhere to be found during the battle) gradually smears Snowball to the
point of saying he is a collaborator of Mr. Jones, even dismissing the fact
that Snowball was given an award of courage while falsely representing himself
as the main hero of the battle. "Beasts of England" is replaced with
"Animal Farm", while an anthem glorifying Napoleon, who appears to be
adopting the lifestyle of a man ("Comrade Napoleon"), is composed and
sung. Many animals who later claim to be helping Snowball in plots are executed
by Napoleon's dogs, which troubles the rest of the animals. Despite their
hardships, the animals are easily placated by Napoleons retort that they are
better off than they were under Mr. Jones, as well as by the sheeps’ chant of
“four legs good, two legs bad”.
Mr.
Frederick, a neighbouring farmer, attacks the farm, using blasting powder
to blow up the restored windmill. Although the animals win the battle, they do
so at great cost,
as many, including Boxer the workhorse,
are wounded. Although he recovers from this, Boxer eventually collapses while
working on the windmill (being almost 12 years old at that point). He is taken
away in a knacker's van, and a donkey called Benjamin alerts the animals of
this, but Squealer quickly handwaves this by persuading the animals that the
van had been purchased from the knacker by an animal hospital and that the
previous owner's signboard had not been repainted. Squealer subsequently reports
Boxer's death and martyrizes him with a festival the following day. (However,
Napoleon had in fact engineered the sale of Boxer to the knacker, allowing him
and his inner circle to acquire money to buy whisky for themselves.)
Years
pass, the windmill is rebuilt, and another windmill is constructed, which makes
the farm a good amount of income. However, the ideals that Snowball discussed,
including stalls with electric lighting, heating, and running water, are
forgotten, with Napoleon advocating that the happiest animals live simple
lives. In addition to Boxer, many of the animals who participated in the
rebellion are dead or old. Mr. Jones, having moved away after giving up on
reclaiming his farm, has also died. The pigs start to resemble humans, as they
walk upright, carry whips, drink alcohol, and wear clothes. The Seven
Commandments are abridged to just one phrase: "All animals are equal,
but some animals are more equal than others." The maxim "Four
legs good, two legs bad" is changed to "Four legs good, two
legs better." Napoleon holds a dinner party for the pigs and local
farmers, with whom he celebrates a new alliance. He abolishes the practice of
the revolutionary traditions and restores the name "The Manor Farm".
The men and pigs start playing cards, flattering and praising each other while
cheating at the game. Both Napoleon and Mr. Pilkington, one of the farmers,
play the Ace of Spades
at the same time and both sides begin fighting loudly over who cheated first.
When the animals outside look at the pigs and men, they can no longer
distinguish between the two.
Characters
Pigs
- Old Major – An aged prize Middle White boar provides the inspiration that fuels the rebellion. He is an allegorical combination of Karl Marx, one of the creators of communism, and Vladimir Lenin, the communist leader of the Russian Revolution and the early Soviet nation, in that he draws up the principles of the revolution. His skull being put on revered public display recalls Lenin, whose embalmed body was put on display.[16] By the end of the book, the skull is reburied.
- Napoleon – "A large, rather fierce-looking Berkshire boar, the only Berkshire on the farm, not much of a talker, but with a reputation for getting his own way".[17] An allegory of Joseph Stalin,[16] Napoleon is the main villain of Animal Farm.
- Snowball – Napoleon's rival and original head of the farm after Jones' overthrow. His life parallels that of Leon Trotsky,[16] but may also combine elements from Lenin.[18][c]
- Squealer – A small, white, fat porker who serves as Napoleon's second-in-command and minister of propaganda, holding a position similar to that of Vyacheslav Molotov.[16]
- Minimus – A poetic pig who writes the second and third national anthems of Animal Farm after the singing of "Beasts of England" is banned. Rodden compares him to the poet Vladimir Mayakovsky.[19]
- The piglets – Hinted to be the children of Napoleon and are the first generation of animals subjugated to his idea of animal inequality.
- The young pigs – Four pigs who complain about Napoleon's takeover of the farm but are quickly silenced and later executed, the first animals killed in Napoleon's farm purge. Likely based on the Great Purge of Grigori Zinoviev, Lev Kamenev, Nikolai Bukharin, and Alexei Rykov.
- Pinkeye – A minor pig who is mentioned only once; he is the pig that tastes Napoleon's food to make sure it is not poisoned, in response to rumours about an assassination attempt on Napoleon.
Humans
- Mr. Jones – A heavy drinker who is the original owner of Manor Farm, a farm in disrepair with farmhands who often loaf on the job. He is an allegory of Russian Tsar Nicholas II,[20] who abdicated following the February Revolution of 1917 and was murdered, along with the rest of his family, by the Bolsheviks on 17 July 1918. The animals revolt after Jones drinks so much he does not care for them.
- Mr. Frederick – The tough owner of Pinchfield, a small but well-kept neighbouring farm, who briefly enters into an alliance with Napoleon.[21][22][23][24] Animal Farm shares land boundaries with Pinchfield on one side and Foxwood on another, making Animal Farm a "buffer zone" between the two bickering farmers. The animals of Animal Farm are terrified of Frederick, as rumours abound of him abusing his animals and entertaining himself with cockfighting (a likely allegory for the human rights abuses of Adolf Hitler). Napoleon enters into an alliance with Frederick in order to sell surplus timber that Pilkington also sought, but is enraged to learn Frederick paid him in counterfeit money. Shortly after the swindling, Frederick and his men invade Animal Farm, killing many animals and destroying the windmill. The brief alliance and subsequent invasion may allude to the Molotov–Ribbentrop Pact and Operation Barbarossa.[23][25][26]
- Mr. Pilkington – The easy-going but crafty and well-to-do owner of Foxwood, a large neighbouring farm overgrown with weeds. Unlike Frederick, Pilkington is wealthier and owns more land, but his farm is in need of care as opposed to Frederick's smaller but more efficiently-run farm. Although on bad terms with Frederick, Pilkington is also concerned about the animal revolution that deposed Jones and worried that this could also happen to him.
- Mr. Whymper – A man hired by Napoleon to act as the liaison between Animal Farm and human society. At first, he is used to acquire necessities that cannot be produced on the farm, such as dog biscuits and paraffin wax, but later he procures luxuries like alcohol for the pigs.
Equines
- Boxer – A loyal, kind, dedicated, extremely strong, hard-working, and respectable cart-horse, although quite naive and gullible.[27] Boxer does a large share of the physical labour on the farm. He is shown to hold the belief that "Napoleon is always right." At one point, he had challenged Squealer's statement that Snowball was always against the welfare of the farm, earning him an attack from Napoleon's dogs. But Boxer's immense strength repels the attack, worrying the pigs that their authority can be challenged. Boxer has been compared to Alexey Stakhanov, a diligent and enthusiastic role model of the Stakhanovite movement.[28] He has been described as "faithful and strong";[29] he believes any problem can be solved if he works harder.[30] When Boxer is injured, Napoleon sells him to a local knacker to buy himself whisky, and Squealer gives a moving account, falsifying Boxer's death.
- Mollie – A self-centred, self-indulgent, and vain young white mare who quickly leaves for another farm after the revolution, in a manner similar to those who left Russia after the fall of the Tsar.[31] She is only once mentioned again.
- Clover – A gentle, caring mare, who shows concern especially for Boxer, who often pushes himself too hard. Clover can read all the letters of the alphabet, but cannot "put words together". She seems to catch on to the sly tricks and schemes set up by Napoleon and Squealer.
- Benjamin – A donkey, one of the oldest, wisest animals on the farm, and one of the few who can read properly. He is skeptical, temperamental, and cynical: his most frequent remark is, "Life will go on as it has always gone on—that is, badly." The academic Morris Dickstein has suggested there is "a touch of Orwell himself in this creature's timeless skepticism"[32] and indeed, friends called Orwell "Donkey George", "after his grumbling donkey Benjamin, in Animal Farm."[33]
Other animals
- Muriel – A wise old goat who is friends with all of the animals on the farm. Similarly to Benjamin, Muriel is one of the few animals on the farm who is not a pig but can read.
- The puppies – Offspring of Jessie and Bluebell, the puppies were taken away at birth by Napoleon and raised by him to serve as his powerful security force.
- Moses – The Raven, "Mr. Jones's especial pet, was a spy and a tale-bearer, but he was also a clever talker."[citation needed] Initially following Mrs. Jones into exile, he reappears several years later and resumes his role of talking but not working. He regales Animal Farm's denizens with tales of a wondrous place beyond the clouds called "Sugarcandy Mountain, that happy country where we poor animals shall rest forever from our labours!" Orwell portrays established religion as "the black raven of priestcraft—promising pie in the sky when you die, and faithfully serving whoever happens to be in power." Napoleon brings the Raven back (Ch. IX), as Stalin brought back the Russian Orthodox Church.[32]
- The sheep – They show limited understanding of Animalism and the political atmosphere of the farm, yet nonetheless they are the voice of blind conformity[32] as they bleat their support Napoleon's ideals with jingles during his speeches and meetings with Snowball. Their constant bleating of "four legs good, two legs bad" was used as a device to drown out any opposition or alternate views from Snowball, much as Stalin used hysterical crowds to drown out Trotsky.[34] Towards the latter section of the book, Squealer (the propagandist) trains the sheep to alter their slogan to "four legs good, two legs better," which they dutifully do.
- The hens – The hens are promised at the start of the revolution that they will get to keep their eggs, which are stolen from them under Mr. Jones. However, their eggs are soon taken from them under the premise of buying goods from outside Animal Farm. The hens are among the first to rebel, albeit unsuccessfully, against Napoleon.
- The cows – The cows are enticed into the revolution by promises that their milk will not be stolen but can be used to raise their own calves. Their milk is then stolen by the pigs, who learn to milk them. The milk is stirred into the pigs' mash every day, while the other animals are denied such luxuries.
- The cat – Never seen to carry out any work, the cat is absent for long periods and is forgiven because her excuses are so convincing and she "purred so affectionately that it was impossible not to believe in her good intentions."[35] She has no interest in the politics of the farm, and the only time she is recorded as having participated in an election, she is found to have actually "voted on both sides."[36]
Genre/Style
George
Orwell's Animal Farm is an example of a political satire that was
intended to have a "wider application," according to Orwell himself,
in terms of its relevance.[37] Stylistically, the work shares many similarities with some
of Orwell's other works, most notably 1984, as both have been considered
works of Swiftian Satire.[38] Furthermore, these two prominent works seem to suggest
Orwell's bleak view of the future for humanity; he seems to stress the potential/current
threat of dystopias similar to those in Animal Farm and 1984.[39] In these kinds of works, Orwell distinctly references the
disarray and traumatic conditions of Europe following the Second World War.[40] Orwell's style and writing philosophy as a whole was very
concerned with the pursuit of truth in writing.[41] Orwell was committed to communicating in a way that was
straightforward, given the way that he felt words were commonly used in
politics to deceive and confuse.[41] For this reason, he is careful, in Animal Farm, to
make sure the narrator speaks in an unbiased and uncomplicated fashion.[41] The difference is seen in the way that the animals speak
and interact, as the generally moral animals seem to speak their minds clearly,
while the wicked animals on the farm, such as Napoleon, twist language in such
a way that it meets their own insidious desires.[41] This style reflects Orwell's close proximation to the
issues facing Europe at the time and his determination to comment critically on
Stalin's Soviet Russia.[41]
Background
Origin
George
Orwell wrote the manuscript in 1943 and 1944 after his experiences during the Spanish
Civil War, which he described in Homage to Catalonia (1938). In the preface of a 1947 Ukrainian edition of Animal
Farm, he explained how escaping the communist purges in Spain taught him
"how easily totalitarian propaganda can control the opinion of enlightened
people in democratic countries."[citation needed] This
motivated Orwell to expose and strongly condemn what he saw as the Stalinist corruption of the original socialist ideals.[42] Homage to Catalonia sold poorly; after seeing Arthur
Koestler's best-selling, Darkness
at Noon,
about the same war, Orwell decided that fiction was the best way to describe
totalitarianism.[43]
Immediately
prior to writing the book, Orwell had quit the BBC. He was also upset about a booklet for propagandists the
Ministry of Information had put out. The booklet included instructions on how
to quell ideological fears of the Soviet Union, such as directions to claim
that the Red Terror was a figment of Nazi imagination.[44]
In
the preface, Orwell described the source of the idea of setting the book on a
farm:[42]
...I
saw a little boy, perhaps ten years old, driving a huge carthorse along a
narrow path, whipping it whenever it tried to turn. It struck me that if only
such animals became aware of their strength we should have no power over them,
and that men exploit animals in much the same way as the rich exploit the
proletariat.
Publication
Publishing
Orwell
initially encountered difficulty getting the manuscript published, largely due
to fears that the book might upset the alliance between Britain, the United States,
and the Soviet Union. Four publishers refused to publish Animal Farm,
yet one had initially accepted the work, but declined it after consulting the Ministry of
Information.[45][d] Eventually, Secker and Warburg
published the first edition in 1945.
During
the Second World War,
it became clear to Orwell that anti-Soviet literature was not something which
most major publishing houses would touch—including his regular publisher Gollancz.
He also submitted the manuscript to Faber
and Faber, where the poet T.
S. Eliot (who was a director of the firm)
rejected it; Eliot wrote back to Orwell praising the book's "good
writing" and "fundamental integrity", but declared that they
would only accept it for publication if they had some sympathy for the
viewpoint "which I take to be generally Trotskyite".
Eliot said he found the view "not convincing", and contended that the
pigs were made out to be the best to run the farm; he posited that someone
might argue "what was needed... was not more communism but more
public-spirited pigs".[46] Orwell let André
Deutsch, who was working for Nicholson
& Watson in 1944, read the typescript, and Deutsch was convinced that
Nicholson & Watson would want to publish it; however, they did not, and
"lectured Orwell on what they perceived to be errors in Animal Farm."[47] In his London Letter on 17 April 1944 for Partisan
Review, Orwell wrote that it was "now
next door to impossible to get anything overtly anti-Russian printed.
Anti-Russian books do appear, but mostly from Catholic publishing firms and
always from a religious or frankly reactionary angle."
The
publisher Jonathan Cape,
who had initially accepted Animal Farm, subsequently rejected the book
after an official at the British Ministry of Information warned him off[48]—although the civil servant who it is assumed gave the order
was later found to be a Soviet spy.[49] Writing to Leonard Moore, a partner in the literary agency of Christy & Moore,
publisher Jonathan Cape explained that the decision had been taken on the
advice of a senior official in the Ministry of Information. Such flagrant
anti-Soviet bias was unacceptable, and the choice of pigs as the dominant class
was thought to be especially offensive. It may reasonably be assumed that the
"important official" was a man named Peter
Smollett, who was later unmasked as a Soviet
agent.[50] Orwell was suspicious of Smollett/Smolka, and he would be
one of the names Orwell included
in his list of Crypto-Communists and
Fellow-Travellers sent to the Information Research
Department in 1949. The publisher wrote to Orwell,
saying:[48]
If
the fable were addressed generally to dictators and dictatorships at large then
publication would be all right, but the fable does follow, as I see now, so
completely the progress of the Russian Soviets and their two dictators [Lenin
and Stalin], that it can apply only to Russia, to the exclusion of the other
dictatorships.
Another
thing: it would be less offensive if the predominant caste in the fable were
not pigs. I think the choice of pigs as the ruling caste will no doubt give
offence to many people, and particularly to anyone who is a bit touchy, as
undoubtedly the Russians are.
Frederic
Warburg also faced pressures against
publication, even from people in his own office and from his wife Pamela, who
felt that it was not the moment for ingratitude towards Stalin and the heroic Red
Army,[51] which had played a major part in defeating Adolf
Hitler. A Russian translation was printed
in the paper Posev, and in giving permission for a Russian translation
of Animal Farm, Orwell refused in advance all royalties. A translation
in Ukrainian, which was produced in Germany, was confiscated in large part by
the American wartime authorities and handed over to the Soviet repatriation
commission.[e]
In
October 1945, Orwell wrote to Frederic Warburg expressing interest in pursuing
the possibility that the political cartoonist David Low
might illustrate Animal Farm. Low had written a letter saying that he
had had "a good time with ANIMAL FARM—an excellent bit of satire—it
would illustrate perfectly." Nothing came of this, and a trial issue
produced by Secker & Warburg in 1956 illustrated by John Driver was
abandoned, but the Folio Society
published an edition in 1984 illustrated by Quentin
Blake and an edition illustrated by the
cartoonist Ralph Steadman
was published by Secker & Warburg in 1995 to celebrate the fiftieth
anniversary of the first edition of Animal Farm.[52][53]
Preface
Orwell
originally wrote a preface complaining about British self-censorship and how the British people were suppressing criticism of
the USSR, their World War II ally:
The
sinister fact about literary censorship in England is that it is largely
voluntary.... Things are kept right out of the British press, not because the
Government intervenes but because of a general tacit agreement that 'it
wouldn't do' to mention that particular fact.
Although
the first edition allowed space for the preface, it was not included,[45] and as of June 2009 most editions of the book have not
included it.[citation needed]
Secker
and Warburg published the first edition of Animal Farm in 1945 without
an introduction. However, the publisher had provided space for a preface in the
author's proof composited from the manuscript. For reasons unknown, no preface
was supplied, and the page numbers had to be renumbered at the last minute.[45]
In
1972, Ian Angus
found the original typescript titled "The Freedom of the Press", and Bernard
Crick published it, together with his own
introduction, in The Times Literary
Supplement on 15 September 1972 as "How
the essay came to be written".[45] Orwell's essay criticised British self-censorship by the
press, specifically the suppression of unflattering descriptions of Stalin and
the Soviet government.[45] The same essay also appeared in the Italian 1976 edition of
Animal Farm with another introduction by Crick, claiming to be the first
edition with the preface. Other publishers were still declining to publish it.
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